Compliance

ANZIIF offers a range of Australian Securities and Investments Commission Regulatory Guide 146 (ASIC RG146) compliance solutions for financial services professionals. There are two levels of compliance within ASIC RG 146:

Tier 1 compliance is compulsory for those giving detailed advice in insurance broking, life insurance, superannuation, financial planning, managed investments, derivatives, securities and general insurance, including personal accident and sickness products.

Tier 2 General Insurance compliance is required for those who provide general and/or personal advice on insurance products.

ANZIIF also provides New Zealand advisers with a compliance pathway that is equivalent to Level 5. Our pathway has been mapped to the NZQA Level 5 Qualification outcomes of both the Graduate Profile and General Insurance or General Insurance Broking Strands.