Compliance
Anyone giving financial product general advice under an Australian Financial Services Licence (AFSL) must satisfy the Australian Securities and Investments Commission’s Regulatory Guide 146 (ASIC RG 146) training standards. There are two levels of compliance within ASIC RG 146:
Tier 1 Compliance
Tier 1 compliance is compulsory for those giving detailed advice in insurance broking, life insurance, superannuation, financial planning, managed investments, derivatives, securities and general insurance, including personal accident and sickness products.
ANZIIF offers Tier 1 General Insurance and Tier 1 Insurance Broking Compliance solutions for financial services professionals.
Tier 2 Compliance
Tier 2 General Insurance compliance is required for those who provide general and/or personal advice on insurance products.
ANZIIF offers Tier 2 General Insurance Compliance - General Advice and Tier 2 General Insurance Compliance - General and Personal Advice for financial services professionals.
ANZIIF also provides New Zealand advisers with a compliance pathway that is equivalent to Level 5. Our pathway was approved by the Skills Organisation to be used to meet the standard required by the Code of Professional Conduct for Financial Advice Services, in New Zealand.
Enrolment
To enrol, click the Qualification you are interested in, then click on the unit you would like to enrol in and select ‘Enrol Now’. You may complete the purchase, or you can send your shopping cart to the appropriate person in your company to complete the transaction. If you require assistance, please refer to our Student FAQs or contact us.