Compliance

ANZIIF offers a range of Australian Securities and Investments Commission Regulatory Guide 146 (ASIC RG146) compliance solutions for financial services professionals. There are two levels of compliance within ASIC RG 146:

Tier 1 compliance is compulsory for those giving detailed advice in insurance broking, life insurance, superannuation, financial planning, managed investments, derivatives, securities and general insurance, including personal accident and sickness products.

Tier 2 General Insurance compliance is required for those who provide general and/or personal advice on insurance products.

ANZIIF also provides New Zealand advisers with a compliance pathway that is equivalent to Level 5. Our pathway was approved by the Skills Organisation to be used to meet the standard required by the Code of Professional Conduct for Financial Advice Services, in New Zealand.

Enrolment

To enrol, click the Qualification you are interested in, then click on the unit you would like to enrol in and select ‘Enrol Now’. You may complete the purchase, or you can send your shopping cart to the appropriate person in your company to complete the transaction. If you require assistance, please refer to our Student FAQs or contact us.