Compliance

ANZIIF offers a range of Australian Securities and Investments Commission Regulatory Guide 146 (ASIC RG146) compliance solutions for financial services professionals.

There are two levels of compliance within ASIC RG 146, Tier 1 and Tier 2.

Tier 1 compliance

Tier 1 compliance is compulsory for those giving detailed advice in insurance broking, life insurance, superannuation, financial planning, managed investments, derivatives, securities and general insurance, including personal accident and sickness products.

Tier 2 compliance

Tier 2 General Insurance compliance is required for those who provide general and/or personal advice on insurance products.

Select a course from the list below to find out more.