Compliance Accreditations
ANZIIF offers a range of Australian Securities and Investments Commission Regulatory Guide 146 (ASIC RG146) compliance solutions for financial services professionals.
There are two levels of compliance within ASIC RG 146, Tier 1 and Tier 2.
Tier 1 compliance
Tier 1 compliance is compulsory for those giving detailed advice in insurance broking, life insurance, superannuation, financial planning, managed investments, derivatives, securities and general insurance, including personal accident and sickness products.
Tier 2 compliance
Tier 2 General Insurance compliance is required for those who provide general and/or personal advice on insurance products.
Select a course from the list below to find out more.
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General
Insurance
For general insurance, there are two levels of compliance within ASIC RG 146 -Tier 1 and Tier 2.
Tier 1
Tier 1 compliance is compulsory for those giving advice on personal accident and sickness products.
Tier 2
Tier 2 general insurance compliance is required for those who provide advice on all other general insurance products, except personal accident and sickness.
ANZIIF offers a number of pathways to these qualifications. The direct path to Tier 1 General Insurance Personal Accident and Sickness compliance is to study GI401 and GI402, both of which belong to the Certificate IV in General Insurance. Alternatively, if you have undertaken previous study, you may be able to follow an upgrade or bridging pathway. The upgrade and bridging modules enable students to upgrade from Tier 2 compliance to Tier 1 compliance or to cross between Tier 1 Broking compliance and Tier 1 General Insurance compliance. The modules also provide credit for specific award course modules, as well as a resulting pathway into a certificate or diploma qualification.
Upon gaining a Tier 1 or Tier 2 qualification, you can become an affiliate member of ANZIIF.
Tier 1 General Insurance Personal Accident and Sickness compliance
Bridging from Tier 1 Insurance Broking compliance
Tier 2 Compliance Personal and General Advice
Upgrade from ASIC Tier 2 compliance
Tier 2 Compliance General Advice
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Insurance Broking
Tier 1 compliance is compulsory for those giving advice in insurance broking. The direct path to Tier 1 Insurance Broking Compliance is to study BR30001-15 Provide Professional Insurance Broking Services and Advice.
Upon gaining a Tier 1 Insurance Broking Compliance qualification you can become an affiliate member of ANZIIF.
Select from the course list below to find out more:
Tier 1 Insurance Broking Compliance
Tier 2 Personal Advice for Brokers
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Life Insurance
ANZIIF offers a Tier 1 compliance solution for those customer facing staff working in the life sector who provide advice to clients on life insurance products and services.
Upon gaining a Tier 1 qualification, you can become an affiliate member of ANZIIF.
Tier 1 Life Insurance Compliance