Skills Unit
GE3N024-20

General Insurance Law and Regulation (New Zealand)

This unit describes the skills and knowledge required to ensure compliance with finance industry regulations and industry codes of practice on an organisational level. It applies to individuals whose work functions are subject to regulatory requirements.

10 CIP Points
General Insurance Law and Regulation (New Zealand)
NZD $270
General Insurance Insurance Broking Claims
5-week Study Period
10 Credit Points
Intermediate

What you'll learn

  • Identify and apply organisational requirements to regulatory obligations
  • Identify changes to regulations and procedural implications
  • Maintain statutory records
  • Comply with relevant industry or professional codes.

Competencies

FNSFMK515 Comply with financial services regulation and industry codes of practice

Topics Covered

  • Week 1: Legal principles and regulatory obligations
  • Week 2: Insurance Contracts Act 1984
  • Week 3: Corporations Act 2001
  • Week 4: Other important laws and codes of practice

Assessment

2 Exams and 1 Simulation

 

10 CIP Points
General Insurance Law and Regulation (New Zealand)
NZD $270
General Insurance Insurance Broking Claims
5-week Study Period
10 Credit Points
Intermediate